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POMFRET CENTER — Weiss, Hale & Zahansky said they were pleased to announce Kelly Graves, associate, Client Operations & Service, passed her FINRA® Securities Industry Essentials (SIE®) exam.
FINRA’s SIE® exam is an introductory-level exam that assesses a candidate’s knowledge of basic securities industry information including: fundamental concepts for working in the industry, such as types of products and their risks; the structure of the securities industry markets, regulatory agencies and their functions; and prohibited practices.
Graves joined the team in October 2018 after a 17-year career as a paralegal where she developed invaluable skills in client service. Graves has a bachelor’s in business administration and is broadening her industry knowledge by studying for the various FINRA® licensing exams.
Graves supports the client operations and service team, helping to ensure timely and dedicated service on new accounts, transactions, and investment portfolio management.
Securities and advisory services for Weiss, Hale & Zahansky Strategic Wealth Advisors, 697 Pomfret Street, Pomfret Center, CT 06259 (860.928.2341) are offered through Commonwealth Financial Network, Member FINRA/SIPC, a Registered Investment Adviser. About Weiss, Hale & Zahansky Strategic Wealth Advisors: Since 2006, Weiss, Hale & Zahansky has been providing individuals and not-for-profits with wealth management, retirement income planning and financial guidance to help them to Plan Well, Invest Well, Live Well™. Together the advisors – Laurence Hale, Jim Zahansky and Leisl Cording- hold more than 50 years combined industry experience and help clients to Plan Well, Invest Well, Live Well.™ They are located at 697 Pomfret Street, Pomfret Center, CT 06259. For more information, please visit www.whzwealth.com or call 860.928.2341.
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